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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Blue is a financial advisor with over 30 years of experience in the industry. Frederick is registered with Wells Fargo Clearing Services, LLC and holds several licenses including Series 7, 6, 63, 24 and 26. Frederick is also a Certified Financial Planner. Frederick has been registered with Wells Fargo since September 2022. Previously, Frederick has been registered with VOYA FINANCIAL ADVISORS, INC., VOYA FINANCIAL PARTNERS, LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, ING FINANCIAL ADVISERS, LLC, TEACHERS PERSONAL INVESTORS SERVICES, INC., VANGUARD MARKETING CORPORATION, PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Frederick specializes in working with high net worth individuals, individuals other than high net worth, corporations or other businesses, pension and profit sharing plans, charitable organizations, insurance companies, and state or municipal government entities. Frederick's current firm, Wells Fargo Clearing Services, LLC offers investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/19/2022 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
07/13/2016 - 09/02/2022
VOYA FINANCIAL ADVISORS, INC. (Waxhaw NC)
CT
03/25/2008 - 07/13/2016
VOYA FINANCIAL PARTNERS, LLC (WINDSOR CT)
NC
08/26/2002 - 03/03/2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
CT
09/02/1999 - 08/05/2002
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
NY
11/03/1994 - 07/29/1999
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. (NEW YORK NY)
NY
11/29/1994 - 12/31/1995
TEACHERS PERSONAL INVESTORS SERVICES, INC. (NEW YORK NY)
PA
11/06/1992 - 07/14/1994
VANGUARD MARKETING CORPORATION (MALVERN PA)
NJ
10/10/1991 - 10/23/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/10/1991 - 10/23/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 03/22/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/16/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/08/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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