Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Batts is a financial advisor with over 15 years of experience in the financial services industry. Frederick holds the Series 7, 63, and SIE licenses. Frederick is currently registered with Regions Securities LLC in Atlanta, GA. Previously, Frederick worked at SUNTRUST ROBINSON HUMPHREY, INC. from 2007 to 2018. Frederick specializes in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
10/09/2018 - Present
Regions Securities LLC (Atlanta GA)
GA
07/20/2007 - 03/16/2018
SUNTRUST ROBINSON HUMPHREY, INC. (Atlanta GA)
BC
Issued 07/01/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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