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Frederick Barry Rosoff

Revere Securities LLC

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About Frederick Barry Rosoff

Frederick Barry Rosoff is a securities professional with over 50 years of experience in the financial services industry. Frederick has held positions at several prominent firms including Burnham Securities Inc., Schroder Wertheim & Co. Incorporated, and Paine Webber Jackson & Curtis Inc., before joining Revere Securities LLC in 2016.

Firm Information

Frederick Rosoff is currently registered with Revere Securities LLC. Revere Securities LLC is a Limited Liability Company that was formed on December 31, 2013. The firm is approved and registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Revere Securities LLC has been the subject of 13 regulatory events and 3 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frederick Rosoff’s Registration & Firm History

NY

03/15/2016 - Present

Revere Securities LLC (NEW YORK NY)

NY

10/11/1996 - 03/31/2016

BURNHAM SECURITIES INC. (NEW YORK NY)

NY

08/20/1970 - 10/29/1996

SCHRODER WERTHEIM & CO. INCORPORATED (NEW YORK NY)

NA

01/31/1980 - 12/10/1983

PAINE, WEBBER, JACKSON & CURTIS INC.

NA

07/13/1970 - 01/31/1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

NA

11/07/1969 - 06/02/1971

MICHAEL I BRILLSON & CO INC

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Licenses & Designations

IA

Issued 08/06/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/07/1979

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/1982

Series 3 - National Commodity Futures Examination

BC

Issued 09/02/1977

PC - AMEX Put and Call Exam

BC

Issued 08/20/1970

Series 000 - General Securities Principal Examination

BC

Issued 11/03/1969

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frederick Barry Rosoff.
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