Unclaimed
Frederick Barker Blagg is a financial advisor with Stephens. Frederick has been in the financial industry since 1990 and has experience in a variety of financial services. Frederick is registered with the state of Arkansas and Texas. Frederick holds the Series 2, 7, 9, 10, 63 and 65 licenses. Frederick has been associated with Stephens since 1999. Frederick also has previous experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Boatmen's Investment Services of Arkansas, Inc., and Dean Witter Reynolds Inc. Frederick offers financial planning services to individuals, businesses and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
03/24/2014 - Present
Stephens (HOT SPRINGS AR)
NY
05/28/1996 - 09/29/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AR
02/03/1990 - 06/25/1996
BOATMEN'S INVESTMENT SERVICES OF ARKANSAS, INC. (LITTLE ROCK AR)
NY
07/17/1995 - 05/30/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 08/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/22/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
BC
Issued 12/01/1986
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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