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Frederick Barker Blagg

Stephens

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About Frederick Barker Blagg

Frederick Barker Blagg is a financial advisor with Stephens. Frederick has been in the financial industry since 1990 and has experience in a variety of financial services. Frederick is registered with the state of Arkansas and Texas. Frederick holds the Series 2, 7, 9, 10, 63 and 65 licenses. Frederick has been associated with Stephens since 1999. Frederick also has previous experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Boatmen's Investment Services of Arkansas, Inc., and Dean Witter Reynolds Inc. Frederick offers financial planning services to individuals, businesses and corporations.

Firm Information

Frederick Blagg is currently registered with Stephens. Stephens is a Corporation headquartered in LITTLE ROCK, AR, United States. Founded in 1987, the firm provides a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. Stephens has a strong track record of success with over $14.7 billion in regulatory assets under management and a diverse client base. The firm also operates a wrap fee program and has a strong presence across the United States.
Stephens

111 CENTER ST

LITTLE ROCK, AR 72201

$14.78B

Assets Under Management

180

Total Clients

495

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Frederick Blagg’s Registration & Firm History

AR

03/24/2014 - Present

Stephens (HOT SPRINGS AR)

NY

05/28/1996 - 09/29/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

AR

02/03/1990 - 06/25/1996

BOATMEN'S INVESTMENT SERVICES OF ARKANSAS, INC. (LITTLE ROCK AR)

NY

07/17/1995 - 05/30/1996

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 08/29/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/02/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/12/2017

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/22/2017

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/1988

Series 7 - General Securities Representative Examination

BC

Issued 12/01/1986

Series 2 - Non-Member General Securities Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Frederick Barker Blagg. Review regulatory record here.
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