Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick B Herman is an investment advisor representative with Sei Investments Management Corp. Frederick has over 20 years of experience in the financial services industry. Frederick is registered with the state of Pennsylvania and holds the Series 6, Series 7TO, and Series 66 licenses. Frederick is also a Chartered Financial Analyst (CFA). Frederick is a board member and finance/investment committee member for the Chester County Council of the Boy Scouts of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
04/17/2024 - Present
SEI Investments Management Corp. (OAKS PA)
PA
11/17/2023 - 03/28/2024
RAYMOND JAMES & ASSOCIATES, INC. (DEVON PA)
WI
11/12/2001 - 07/28/2006
QUASAR DISTRIBUTORS, LLC (MILWAUKEE WI)
ME
04/02/1999 - 08/31/2001
ICC DISTRIBUTORS, INC. (PORTLAND ME)
CO
03/24/1997 - 03/15/1998
ALPS MUTUAL FUNDS SERVICES, INC. (DENVER CO)
BOTH
Issued 01/29/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/30/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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