Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Arthur Thoms is a financial advisor who has been in the industry since April 17, 1997. Frederick is currently registered with Grove Point Advisors, LLC in Rockville, Maryland and Gaithersburg, Maryland. Frederick has been with the firm since April 2021. Previously, Frederick was registered with LPL FINANCIAL LLC from May 28, 2004, to October 11, 2017, and PRUCO SECURITIES, LLC. from April 18, 1997, to June 14, 2004. Frederick holds the Series 6, Series 7, Series 63 and Series 65 licenses. Frederick also holds an insurance license. Frederick provides financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisors. Frederick serves individuals, high-net-worth individuals, corporations, businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
12/21/2023 - Present
Grove Point Advisors, LLC (ROCKVILLE MD)
MD
05/28/2004 - 10/11/2017
LPL FINANCIAL LLC (MOUNT AIRY MD)
NJ
04/18/1997 - 06/14/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
IA
Issued 03/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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