Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Edwards is a financial advisor with over 17 years of experience in the industry. Frederick has worked for a number of prominent firms including Barclays Capital Inc., Labranche & Co. LLC, and Profunds Distributors, Inc. Frederick currently works for Neuberger Berman BD LLC. Frederick holds a Chartered Financial Analyst designation and has passed the Series 7, Series 24, Series 31, and Series 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
04/14/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
01/21/2016 - 04/05/2022
PROFUNDS DISTRIBUTORS, INC. (NEW YORK NY)
NY
06/17/2014 - 01/19/2016
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NY
07/01/2013 - 10/31/2013
KNIGHT CAPITAL AMERICAS LLC (NEW YORK NY)
NY
04/15/2010 - 07/01/2013
GETCO SECURITIES, LLC (NEW YORK NY)
NY
01/25/2010 - 04/14/2010
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/26/2005 - 01/27/2010
LABRANCHE & CO. LLC (NEW YORK NY)
NY
07/15/2005 - 09/02/2005
LABRANCHE & CO. LLC (NEW YORK NY)
NY
01/12/2005 - 06/24/2005
JOHN NISLER, SOLE PROPRIETOR (NEW YORK NY)
BOTH
Issued 06/29/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/2011
Series 4 - Registered Options Principal Examination
BC
Issued 10/30/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 05/27/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/03/2010
Series 7 - General Securities Representative Examination
BC
Issued 08/15/2006
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 02/02/2006
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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