Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Anthony Rossetti has been in the securities industry for over 19 years. Frederick is currently registered with Tncp, LLC and has a Series 7, Series 63, Series 24 and Series 99TO licenses. Frederick's previous employer was Knox Securities Corp. Frederick is registered in Connecticut and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/01/2009 - Present
Tncp, LLC (Stamford CT)
CT
01/02/2004 - 04/13/2009
KNOX SECURITIES CORP. (WESTPORT CT)
BC
Issued 10/15/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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