Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Gawlick is a financial advisor registered with Voya Financial Advisors, Inc. He has over 48 years of experience in the financial services industry and has been with Voya since 2011. Frederick is a registered representative and investment advisor representative in California. He holds Series 63, 65, 7TO, and SIE licenses. Frederick also has a Series 1 license which he obtained in 1973. Frederick offers financial planning services, educational seminars, and portfolio management services for individuals and businesses. He is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/03/2011 - Present
Voya Financial Advisors, Inc. (SANTA CRUZ CA)
CA
10/15/1993 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (SAN JOSE CA)
CO
03/23/1993 - 04/01/1997
NPC SECURITIES, INC. (GREENWOOD VILLAGE CO)
CT
03/30/1987 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
NA
01/01/1974 - 02/23/1987
HOME LIFE INSURANCE COMPANY
NA
07/01/1982 - 02/04/1987
W. S. GRIFFITH & CO., INC.
BC
Issued 09/23/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/20/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Frederick Gawlick is the right advisor for you? Invested Better is here to help.
