Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Andrew Cook is a financial advisor with Edward Jones. Frederick has been in the securities industry since 2009. Frederick is registered with FINRA and holds the Series 63, Series 66, and Series 7 licenses. Frederick is also registered with the states of Alabama, California, Colorado, Connecticut, District of Columbia, Florida, Illinois, Kansas, Louisiana, Maine, Maryland, Missouri, Nebraska, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Texas, Virginia, Washington, and West Virginia. Prior to joining Edward Jones, Frederick worked for AXA Advisors, LLC and First Tennessee Brokerage, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
12/27/2018 - Present
Edward Jones (RALEIGH NC)
NC
10/12/2011 - 01/09/2014
AXA ADVISORS, LLC (RALEIGH NC)
NC
06/27/2008 - 03/31/2011
FIRST TENNESSEE BROKERAGE, INC. (RALEIGH NC)
BC
Issued 11/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/01/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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