Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Allen Rich is a financial professional with over 17 years of experience in the industry. Frederick is currently registered with Eagle Strategies LLC and has been with the firm since October 2013. Previously, Frederick was a registered representative with NYLIFE Securities LLC, Rich Financial and Insurance Services, and Falcon Financial and Insurance Solutions, Inc. Frederick holds the Series 7, Series 31, Series 66, and SIE licenses. Frederick provides financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
04/03/2020 - Present
Eagle Strategies LLC (FRANKLIN TN)
CA
05/29/2007 - 09/25/2009
CITIGROUP GLOBAL MARKETS INC. (FRESNO CA)
CA
06/28/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (FRESNO CA)
NY
07/26/2005 - 05/24/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 10/01/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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