Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Allan Lazaro is a financial advisor with over 25 years of experience in the industry. Frederick is currently registered with BTIG, LLC, a firm headquartered in Burlingame, CA. Prior to joining BTIG, LLC, Frederick worked at BNP PARIBAS PRIME BROKERAGE, INC. and BANC OF AMERICA SECURITIES LLC. Frederick has held multiple licenses, including Series 7, Series 55, Series 4 and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/01/2014 - Present
Btig, LLC (Burlingame CA)
CA
08/19/2008 - 06/18/2014
BNP PARIBAS PRIME BROKERAGE, INC. (SAN FRANCISCO CA)
CA
05/18/2005 - 10/01/2008
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
RI
08/17/2004 - 05/19/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NJ
01/17/2003 - 07/16/2004
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
06/10/1998 - 02/07/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NA
09/10/1996 - 05/17/1998
JACK WHITE & COMPANY, INC.
BC
Issued 09/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/1997
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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