Unclaimed
Frederick Allan Gray is an active investment advisor representative with Independent Financial Group, LLC, a firm that manages approximately $1 billion - $10 billion in assets. Frederick Gray has been in the industry since 1999 and has provided financial advice to a wide range of clients, including individuals, families, businesses, and retirement plans. Frederick Gray holds the Series 7, Series 63, and Series 66 licenses, as well as the SIE exam. He is also registered with the state of Michigan, Alaska, Arizona, Nevada, New York, North Carolina and Washington. In addition to working with Independent Financial Group, LLC, Frederick Gray is also the 100% owner of Gray Financial Services, a DBA used for marketing purposes only. He is also a board member of the Thomas Township Business Association, Midland First United Methodist, and the Thomas Township DDA. Frederick Gray is a well-rounded and experienced financial advisor, dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
08/08/2016 - Present
Independent Financial Group, LLC (MIDLAND MI)
MI
03/31/2015 - 08/10/2016
INVESTORS CAPITAL CORP. (SAGINAW MI)
MI
03/16/1999 - 01/14/2015
EDWARD JONES (SAGINAW MI)
BOTH
Issued 05/17/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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