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Frederick Allan Gray

Independent Financial Group, LLC

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About Frederick Allan Gray

Frederick Allan Gray is an active investment advisor representative with Independent Financial Group, LLC, a firm that manages approximately $1 billion - $10 billion in assets. Frederick Gray has been in the industry since 1999 and has provided financial advice to a wide range of clients, including individuals, families, businesses, and retirement plans. Frederick Gray holds the Series 7, Series 63, and Series 66 licenses, as well as the SIE exam. He is also registered with the state of Michigan, Alaska, Arizona, Nevada, New York, North Carolina and Washington. In addition to working with Independent Financial Group, LLC, Frederick Gray is also the 100% owner of Gray Financial Services, a DBA used for marketing purposes only. He is also a board member of the Thomas Township Business Association, Midland First United Methodist, and the Thomas Township DDA. Frederick Gray is a well-rounded and experienced financial advisor, dedicated to helping clients achieve their financial goals.

Firm Information

Frederick Gray is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frederick Gray’s Registration & Firm History

MI

08/08/2016 - Present

Independent Financial Group, LLC (MIDLAND MI)

MI

03/31/2015 - 08/10/2016

INVESTORS CAPITAL CORP. (SAGINAW MI)

MI

03/16/1999 - 01/14/2015

EDWARD JONES (SAGINAW MI)

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Licenses & Designations

BOTH

Issued 05/17/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/18/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Frederick Allan Gray. Review regulatory record here.
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