Unclaimed
Frederick Bellows is a financial advisor with over 17 years of experience in the financial services industry. He is registered with J.P. Morgan Securities LLC and is also a Registered Investment Advisor in Rhode Island. Frederick has previously worked with a number of other firms including Citizens Securities, Inc., MML Investors Services, LLC, PRUCO Securities, LLC, and Fidelity Brokerage Services LLC. Frederick's experience has allowed him to provide a wide range of financial services including financial planning, portfolio management for individuals and businesses, and selection of other advisors. He is also registered to offer securities products in a number of states including Connecticut, Florida, Illinois, Maine, Massachusetts, Nevada, New Hampshire, New Jersey, New York, Rhode Island, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
RI
06/29/2021 - Present
J.p. Morgan Securities LLC (Newport RI)
MA
08/12/2020 - 06/11/2021
CITIZENS SECURITIES, INC. (NEWTON MA)
RI
06/15/2018 - 07/31/2020
MML INVESTORS SERVICES, LLC (WARWICK RI)
MA
04/05/2018 - 06/05/2018
PRUCO SECURITIES, LLC. (MARLBOROUGH MA)
MA
06/27/2017 - 04/06/2018
GWN SECURITIES INC. (FALMOUTH MA)
RI
06/13/2014 - 12/19/2016
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
RI
04/08/2014 - 05/06/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PROVIDENCE RI)
RI
04/25/2013 - 03/05/2014
MORGAN STANLEY (PROVIDENCE RI)
IA
11/01/2007 - 02/01/2008
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
RI
03/02/2004 - 04/22/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
03/11/1998 - 03/02/2004
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BOTH
Issued 02/11/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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