Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Cucciniello is a securities professional with over 10 years of experience in the financial services industry. Frederick is currently registered with HSBC Securities (USA) Inc. and has held previous positions at E*TRADE Securities LLC, MML Investors Services, LLC, RBC Capital Markets, LLC, and Morgan Stanley & Co. LLC. Frederick holds the Series 7, Series 63, Series 79, Series 86, Series 87, and SIE licenses and is registered in 53 states. Frederick has a broad range of experience in the financial services industry and specializes in providing asset allocation recommendations and managing assets for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
11/10/2021 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NJ
03/13/2019 - 04/21/2020
E*TRADE SECURITIES LLC (Jersey City NJ)
NY
02/09/2018 - 05/03/2018
MML INVESTORS SERVICES, LLC (New York NY)
NY
02/17/2016 - 12/26/2017
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
08/03/2015 - 03/05/2016
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 08/07/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/02/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/21/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/31/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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