Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederic? Claim Your ProfileFrederic Watts Thomas has been in the financial services industry since December 15, 2011. Frederic is a registered representative with T. Rowe Price Investment Services, Inc. and holds Series 7, 7TO, 24, 63, and SIE licenses. Frederic previously worked at Deutsche Bank Securities Inc. and BT Alex. Brown Incorporated. Frederic is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/15/2022 - Present
T. Rowe Price Investment Services, Inc. (New York NY)
NY
06/07/1999 - 11/18/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
05/22/1998 - 06/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
BC
Issued 09/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2022
Series 24 - General Securities Principal Examination
BC
Issued 06/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/23/2022
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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