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Frederic Steven Scarpulla

Lifemark Securities Corp.

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About Frederic Steven Scarpulla

Frederic Scarpulla is a financial advisor who has been in the industry since 1991. Frederic is currently registered with Lifemark Securities Corp. Frederic has worked at several financial institutions including MetLife Securities Inc., Metropolitan Life Insurance Company, and Allmerica Investments, Inc. Frederic has a broad range of experience and expertise in the industry, including working with individuals and providing financial planning services. Frederic holds licenses to sell investment products and provides portfolio management services for individuals, along with other services.

Firm Information

Frederic Scarpulla is currently registered with Lifemark Securities Corp.. Lifemark Securities Corp. is a registered investment advisor headquartered in Rochester, NY. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. They have 86 licensed agents, investment advisor representatives, and registered representatives who manage $246,107,839 in assets for 1,231 accounts. They are registered with the SEC and in all 50 states.
Lifemark Securities Corp.

400 WEST METRO PARK

ROCHESTER, NY 14623

$246.11M

Assets Under Management

780

Total Clients

135

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frederic Scarpulla’s Registration & Firm History

NY

08/26/2021 - Present

Lifemark Securities Corp. (Webster NY)

MA

04/26/2001 - 03/11/2002

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

04/26/2001 - 03/11/2002

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

MA

05/21/1999 - 04/09/2001

ALLMERICA INVESTMENTS, INC. (WORCESTER MA)

NY

02/19/1998 - 04/01/1999

LIFEMARK SECURITIES CORP. (ROCHESTER NY)

MA

03/01/1996 - 05/07/1998

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

CT

11/24/1993 - 09/23/1997

AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)

NA

07/08/1991 - 03/01/1996

G. R. PHELPS & CO., INC.

CT

10/04/1993 - 11/24/1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)

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Licenses & Designations

BC

Issued 08/23/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Frederic Steven Scarpulla. Review regulatory record here.
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