Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederic? Claim Your ProfileFrederic Stacer Cox is a financial advisor at LPL Financial LLC. Frederic has been in the financial services industry since 1983 and has a broad range of experience serving individual investors, high-net-worth individuals, corporations, and institutions. Frederic holds Series 2, 7, 63, 65, and 66 licenses. Frederic has been associated with ING Financial Partners, Inc., ING Financial Advisors, LLC, and Aetna Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
12/03/2012 - Present
LPL Financial LLC (SPOKANE WA)
WA
01/03/2011 - 12/04/2012
ING FINANCIAL PARTNERS, INC. (SPOKANE WA)
WA
10/15/1993 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (SPOKANE WA)
CT
07/24/1998 - 09/23/2000
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
CT
06/19/1983 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
BOTH
Issued 06/29/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/07/1981
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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