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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederic? Claim Your ProfileFrederic Siyufy is a financial advisor with over 30 years of experience in the industry. Frederic is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since 2012. Previously, Frederic worked with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Frederic holds licenses Series 7, 9, 10, 31, 63 and 66. Frederic specializes in investments and financial planning. Frederic has a diverse client base, including individuals, families, businesses, and institutions. Frederic provides a wide range of financial services, including investment management, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/23/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (THE VILLAGES FL)
FL
06/01/2009 - 04/18/2012
MORGAN STANLEY SMITH BARNEY (THE VILLAGES FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (THE VILLAGES FL)
FL
08/30/1988 - 04/02/2007
MORGAN STANLEY DW INC. (THE VILLAGES FL)
BOTH
Issued 01/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/05/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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