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Frederic Michael Rizzo

Ausdal Financial Partners, Inc.

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About Frederic Michael Rizzo

Frederic Rizzo is a financial advisor at Ausdal Financial Partners, Inc. He has been working in the financial industry since 1972 and has a strong background in providing financial advice. Frederic holds the Series 63, Series 7TO, SIE and Series 1 licenses. He is also a Certified Financial Planner. Frederic has experience working with individuals, high-net-worth individuals, businesses, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies. Frederic provides a range of services, including financial planning, portfolio management, and selection of other advisors. He is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Frederic Rizzo is currently registered with Ausdal Financial Partners, Inc.. Ausdal Financial Partners, Inc. is a Corporation based in DAVENPORT, IA. It is a registered investment advisor with the SEC and all 52 states. The firm has been in operation since 1979-08-13 and employs 158 licensed agents, 110 investment adviser representatives, and 199 registered representatives. Ausdal Financial Partners, Inc. provides advisory services for individuals, businesses, high-net-worth individuals, charitable organizations, pension plans, and corporations. They also participate in wrap fee programs.
Ausdal Financial Partners, Inc.

5187 UTICA RIDGE RD

DAVENPORT, IA 52807

$1.53B

Assets Under Management

2,640

Total Clients

145

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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advice on uma platforms

Advice on uma platforms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Revenue sharing

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Frederic Rizzo’s Registration & Firm History

IL

09/02/2009 - Present

Ausdal Financial Partners, Inc. (DOWNERS GROVE IL)

IL

07/20/1990 - 09/01/2009

WATERSTONE FINANCIAL GROUP, INC. (CHICAGO IL)

IL

08/08/1989 - 07/03/1990

HOWE BARNES INVESTMENTS, INC. (CHICAGO IL)

NA

06/14/1989 - 08/12/1989

DERAND/PENNINGTON/BASS, INC.

NA

05/28/1987 - 06/15/1989

DESIGN STRATEGIES, INC.

NA

05/27/1982 - 09/25/1987

S. J. COX & COMPANY

NA

01/29/1980 - 12/19/1984

INDIVIDUALS' FINANCIAL SERVICES, INCORPORATED

NA

06/30/1978 - 10/17/1979

H. C. COPELAND AND ASSOCIATES EQUITIES, INC.

NA

12/13/1977 - 07/02/1979

INTANGIBLE MARKETING, INC.

NA

08/10/1976 - 12/17/1976

DAVID SHERMAN & COMPANY

NA

12/22/1971 - 10/13/1974

FIRST NATION SECURITIES INCORPORATED

NA

12/11/1968 - 04/02/1972

CNA INVESTOR SERVICES, INC.

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Licenses & Designations

BC

Issued 09/16/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/1968

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frederic Michael Rizzo.
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