Unclaimed
Frederic Anders is a financial advisor with over 10 years of experience in the industry. Frederic is currently registered with Raymond James Financial Services Advisors, Inc. and is based in Raleigh, NC. Frederic has previously worked with BB&T SECURITIES, LLC, BB&T INVESTMENT SERVICES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and SUNTRUST INVESTMENT SERVICES, INC. Frederic holds Series 7 and Series 66 licenses and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
01/28/2021 - Present
Raymond James Financial Services Advisors, Inc. (Raleigh NC)
NC
01/02/2018 - 09/21/2020
BB&T SECURITIES, LLC (DURHAM NC)
NC
01/13/2016 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (DURHAM NC)
NC
11/03/2010 - 12/22/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RALEIGH NC)
NC
03/03/2006 - 11/28/2007
SUNTRUST INVESTMENT SERVICES, INC. (CHAPEL HILL NC)
BOTH
Issued 12/07/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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