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Frederic Jon Huber

Capital Client Group, Inc.

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About Frederic Jon Huber

Frederic Huber is a financial advisor with over 20 years of experience in the financial services industry. He is currently registered with Capital Client Group, Inc. and previously held positions at several other firms including State Street Global Markets, LLC and Raymond James & Associates, Inc. Frederic's experience and expertise provide him with a broad perspective on the financial markets.

Firm Information

Frederic Huber is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Frederic Huber’s Registration & Firm History

CA

05/04/2012 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

MA

05/21/2007 - 02/06/2012

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

FL

11/02/2005 - 04/23/2007

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

FL

10/19/2006 - 04/20/2007

HERITAGE FUND DISTRIBUTORS INC. (ST. PETERSBURG FL)

CT

08/23/2004 - 07/06/2005

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

PA

11/01/2001 - 08/17/2004

INVESMART SECURITIES, LLC (PITTSBURGH PA)

NY

10/01/1999 - 10/08/2001

DREYFUS SERVICE CORPORATION (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/08/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/12/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/25/2021

Series 24 - General Securities Principal Examination

BC

Issued 08/31/2012

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2008

Series 7 - General Securities Representative Examination

BC

Issued 09/28/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frederic Jon Huber.
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