Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederic? Claim Your ProfileFrederic Leonard is an investment advisor representative with Oppenheimer & Co. Inc. Frederic has been working in the financial services industry since September 23, 1985. Frederic is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in 28 states. Frederic is also registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative. Oppenheimer & Co. Inc. is a full-service investment bank and brokerage firm with a focus on providing financial advice and investment services to individuals, families, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
10/05/2005 - Present
Oppenheimer & Co. Inc. (FORT LAUDERDALE FL)
NY
05/10/2000 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
09/09/1994 - 05/16/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
10/11/1990 - 09/23/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CO
09/24/1985 - 10/25/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 9/13/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/11/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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