Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederic? Claim Your ProfileFrederic Jay Davis is a financial professional with over 10 years of experience in the securities industry. Frederic currently holds a Series 79 and SIE license and is registered with Raine Securities LLC. Frederic is registered in 27 states. Frederic previously worked at First Liberties Financial and Code Advisors LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/26/2014 - Present
Raine Securities LLC (NEW YORK NY)
TX
03/25/2014 - 07/31/2014
FIRST LIBERTIES FINANCIAL (DALLAS TX)
CA
03/11/2011 - 01/29/2014
CODE ADVISORS LLC (SAN FRANCISCO CA)
BC
Issued 05/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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