Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederic? Claim Your ProfileFrederic Parke is a financial advisor with over 30 years of experience in the financial services industry. Currently registered with J.P. Morgan Securities LLC, Frederic Parke is a licensed representative for securities and investment advisory services. Frederic Parke has worked with clients from across the United States, with a focus on providing financial planning, portfolio management, and pension consulting services to individuals, businesses, charitable organizations, insurance companies and labor unions. Previous employment history includes positions with Pruco Securities LLC, The (Wilson) Williams Financial Group, National Securities Corporation, Transglobal Investments Inc., McLaughlin Capital, Inc., Gruntal & Co. Incorporated, Prudential Insurance Company of America and Shearson Lehman/American Express Inc. Frederic Parke's commitment to helping clients reach their financial goals has earned him a reputation for integrity and excellence.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
UT
07/21/2023 - Present
J.p. Morgan Securities LLC (PARK CITY UT)
UT
10/18/2021 - 11/15/2021
PRUCO SECURITIES, LLC. (SOUTH JORDON UT)
TX
01/29/2002 - 03/01/2004
THE (WILSON) WILLIAMS FINANCIAL GROUP (DALLAS TX)
FL
05/07/2001 - 12/31/2001
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
06/06/1997 - 03/24/1999
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
NA
04/03/1995 - 05/14/1997
TRANSGLOBAL INVESTMENTS INC.
CA
12/03/1993 - 04/04/1995
MCLAUGHLIN CAPITAL, INC. (HALF MOON BAY CA)
NY
05/22/1991 - 12/01/1993
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NJ
01/28/1991 - 06/11/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
01/28/1991 - 06/11/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
01/25/1984 - 09/11/1984
SHEARSON LEHMAN/AMERICAN EXPRESS INC.
BOTH
Issued 07/20/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/16/2021
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2014
Series 3 - National Commodity Futures Examination
BC
Issued 09/25/1992
Series 7 - General Securities Representative Examination
BC
Issued 01/25/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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