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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederic? Claim Your ProfileFrederic Franklin Hoffman is an investment advisor representative with Cambridge Investment Research Advisors, Inc. based in ARLINGTON HTS, IL. Frederic Hoffman has been in the financial services industry since January 7, 1984. Frederic Hoffman has passed the following securities exams: Series 6, Series 7, Series 24, Series 63, Series 65, Series 99TO, and SIE. Frederic Hoffman has 23 state licenses and is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IL
08/30/2011 - Present
Cambridge Investment Research Advisors, Inc. (ARLINGTON HTS IL)
NY
05/03/1999 - 10/02/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
07/03/1986 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NA
11/18/1983 - 05/12/1986
NML EQUITY SERVICES, INC.
IA
Issued 11/23/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/17/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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