Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederic? Claim Your ProfileFrederic Chen is a financial professional with over 5 years of experience in the industry. Frederic is currently registered with Charles Schwab & Co., Inc. Prior to that, Frederic was registered with TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc.. Frederic holds Series 4, 63, 7 and 24 licenses. Frederic is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
06/28/2022 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
CA
02/06/2018 - 12/15/2022
TD AMERITRADE, INC. (SAN DIEGO CA)
NE
04/05/2019 - 01/28/2021
TD AMERITRADE CLEARING, INC. (OMAHA NE)
BC
Issued 02/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2024
Series 4 - Registered Options Principal Examination
BC
Issued 03/25/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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