Unclaimed
Frederic Boucher is a financial professional with over 15 years of experience in the industry. Frederic is currently registered with Susquehanna Financial Group, Lllp and previously worked at Cowen and Company, RBC Capital Markets, LLC, RBC Capital Markets Corporation, and Goldman, Sachs & Co.. Frederic holds the Series 7, Series 57TO, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/14/2016 - Present
Susquehanna Financial Group, Lllp (NEW YORK NY)
NY
07/26/2011 - 07/21/2016
COWEN AND COMPANY (NEW YORK NY)
NY
02/29/2008 - 07/01/2011
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
11/14/2007 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
09/22/1999 - 03/29/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 12/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2020
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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