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Freddy M f Lee

Globalink Securities, Inc.

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About Freddy M f Lee

Freddy M f Lee is a financial advisor with Globalink Securities, Inc. Freddy has been in the securities industry for over 40 years. Freddy is licensed to sell securities in California and is also registered with FINRA and the state of California. Freddy has a Series 7, Series 63, Series 30 and SIE licenses. Freddy's previous experience includes positions at Polar Investment Counsel, Inc., Morgan Stanley, Morgan Stanley & Co. Incorporated, Wachovia Securities, LLC, Prudential Securities Incorporated, Smith Barney, Harris Upham & Co., Incorporated, Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Bache Halsey Stuart Shields Incorporated.

Firm Information

Freddy Lee is currently registered with Globalink Securities, Inc.. Globalink Securities, Inc. is a corporation that was formed on January 3, 1992. The firm is registered with the Securities and Exchange Commission and in 27 states.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Freddy Lee’s Registration & Firm History

CA

11/06/2019 - Present

Globalink Securities, Inc. (PASADENA CA)

CA

10/12/2015 - 11/05/2019

POLAR INVESTMENT COUNSEL, INC. (Arcadia CA)

CA

06/01/2009 - 10/05/2015

MORGAN STANLEY (PASADENA CA)

CA

02/29/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (PASADENA CA)

CA

09/13/1993 - 03/03/2008

WACHOVIA SECURITIES, LLC (PASADENA CA)

NY

03/02/1992 - 09/01/1993

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

02/12/1990 - 03/04/1992

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

NY

02/15/1988 - 03/08/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

02/05/1985 - 02/15/1988

E. F. HUTTON & COMPANY INC

NA

06/14/1982 - 03/06/1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NA

10/26/1977 - 07/06/1982

BACHE HALSEY STUART SHIELDS INCORPORATED

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Licenses & Designations

BC

Issued 12/22/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/19/2015

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Freddy M f Lee. Review regulatory record here.
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