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Freddie Michael Rivera

R.m. Stark & CO., Inc.

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About Freddie Michael Rivera

Freddie Michael Rivera is a financial professional with over 20 years of experience in the industry. Freddie has a broad range of experience, having worked with firms such as Liberty Partners Financial Services, LLC, Lampert Capital Markets Inc., and Newbridge Securities Corporation. Freddie currently holds a Series 7 and Series 63 license and is registered with FINRA. Freddie is also registered as a broker with R.m. Stark & CO., Inc. in Florida and a number of other states.

Firm Information

Freddie Rivera is currently registered with R.m. Stark & CO., Inc.. R.m. Stark & CO., Inc. is a corporation formed on September 29, 1988. The firm is registered in 43 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Freddie Rivera’s Registration & Firm History

FL

03/31/2015 - Present

R.m. Stark & CO., Inc. (LAKE WORTH BEACH FL)

NC

11/21/2013 - 03/26/2015

LIBERTY PARTNERS FINANCIAL SERVICES, LLC (RALEIGH NC)

NY

12/07/2010 - 11/12/2013

LAMPERT CAPITAL MARKETS INC. (NEW YORK NY)

NY

06/24/2008 - 12/07/2010

NEWBRIDGE SECURITIES CORPORATION (NEW ROCHELLE NY)

FL

01/22/2007 - 06/25/2008

WALLSTREET ELECTRONICA, INC. (CORAL GABLES FL)

NY

03/26/2004 - 12/31/2006

AFS BROKERAGE, INC. (NEW ROCHELLE NY)

GA

07/02/2003 - 03/25/2004

RAIKE FINANCIAL GROUP INC. (WOODSTOCK GA)

NY

01/29/2003 - 06/26/2003

MAXIM GROUP LLC (NEW YORK NY)

KS

05/23/2002 - 08/13/2002

FINANCIAL WORLD CORPORATION (OVERLAND PARK KS)

TX

01/24/2001 - 04/01/2002

PRO-INTEGRITY SECURITIES, INC. (LONGVIEW TX)

GA

12/22/1998 - 01/25/2001

RAIKE FINANCIAL GROUP INC. (WOODSTOCK GA)

NY

03/30/1998 - 07/20/1998

BRIARWOOD INVESTMENT COUNSEL (NEW YORK NY)

NY

11/06/1996 - 04/29/1998

DUKE & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/29/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Freddie Michael Rivera. Review regulatory record here.
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