Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fred? Claim Your ProfileFred Vincent Mangano is a financial advisor with UBS Financial Services INC. Fred has been a financial advisor since October 28, 1991. Fred is registered with FINRA, the Securities and Exchange Commission (SEC), as well as the states of California, Delaware, Florida, Georgia, Indiana, Massachusetts, Nevada, New Hampshire, New Jersey, North Carolina, Pennsylvania, South Carolina, Texas, Virginia and West Virginia. Prior to UBS Financial Services INC, Fred worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MML INVESTORS SERVICES, INC., PRUDENTIAL SECURITIES INCORPORATED, PRUCO SECURITIES CORPORATION, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Fred Vincent Mangano offers a wide range of financial services and products for individuals and businesses. Fred specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, Financial Planning, Pension Consulting and Educational Seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
02/24/2014 - Present
UBS Financial Services Inc. (CHARLOTTE NC)
NC
01/05/2007 - 02/29/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
09/13/2001 - 01/08/2007
MML INVESTORS SERVICES, INC. (CHARLOTTE NC)
NY
01/12/2001 - 07/17/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/10/2000 - 02/07/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MN
08/15/1991 - 12/22/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/15/1991 - 12/22/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 7/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/1/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/16/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/21/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/13/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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