Unclaimed
Fred Stephen Novy is a financial advisor with Equitable Advisors, LLC. Fred has been in the industry since 1970 and has been registered with the state of Illinois as an investment advisor representative since 2000. Fred is also registered with the state of Wisconsin as an investment advisor representative. He is also licensed as a Registered Representative in Illinois and Wisconsin. Fred has experience in financial planning, portfolio management, and pension consulting. He provides services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
03/16/2020 - Present
Equitable Advisors, LLC (DEERFIELD IL)
NY
07/22/1970 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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