Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fred? Claim Your ProfileFred Shocket is an investment advisor representative at Cetera Investment Advisers LLC. Fred has been in the securities industry since 1993. Fred is licensed in Pennsylvania and has a Series 7, Series 6, Series 26, and Series 63 license. Fred's primary office location is in Southampton, Pennsylvania. Fred also has a branch office located in Lansdale, Pennsylvania. Fred is a CERTIFIED FINANCIAL PLANNER™ professional.
SOUTHAMPTON, PA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/29/2023 - Present
Cetera Investment Advisers LLC (SOUTHAMPTON PA)
PA
01/01/2004 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (SOUTHAMPTON PA)
IA
05/16/2000 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
CO
01/11/1996 - 05/10/2000
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
GA
11/24/1993 - 12/31/1995
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 11/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/4/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/8/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/22/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Fred Shocket is the right advisor for you? Invested Better is here to help.
