Unclaimed
Fred Morgan Kirby is a Registered Representative with Rothschild & Co. US Inc. located in NEW YORK, NY. Fred has been in the financial services industry since 2016 and is currently registered with FINRA and the states of Connecticut, District of Columbia, Florida, Maine, and Maryland. Fred has passed the Series 7, Series 79TO, and Series 66 examinations. Prior to joining Rothschild & Co. US Inc., Fred was employed by MORGAN STANLEY in NEW YORK, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/18/2022 - Present
Rothschild & Co. US Inc. (NEW YORK NY)
NY
04/21/2016 - 07/02/2020
MORGAN STANLEY (NEW YORK NY)
BOTH
Issued 05/24/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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