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Fred Morgan Kirby

Rothschild & Co. US Inc.

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About Fred Morgan Kirby

Fred Morgan Kirby is a Registered Representative with Rothschild & Co. US Inc. located in NEW YORK, NY. Fred has been in the financial services industry since 2016 and is currently registered with FINRA and the states of Connecticut, District of Columbia, Florida, Maine, and Maryland. Fred has passed the Series 7, Series 79TO, and Series 66 examinations. Prior to joining Rothschild & Co. US Inc., Fred was employed by MORGAN STANLEY in NEW YORK, NY.

Firm Information

Fred Kirby is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Fred Kirby’s Registration & Firm History

NY

08/18/2022 - Present

Rothschild & Co. US Inc. (NEW YORK NY)

NY

04/21/2016 - 07/02/2020

MORGAN STANLEY (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/24/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/18/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/05/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Fred Morgan Kirby.
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