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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fred? Claim Your ProfileFred Legrand is a financial advisor who has been in the industry since 1994. Fred is currently registered with Wells Fargo Advisors Financial Network, LLC and has been with this firm since November 2019. Fred previously worked at Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., and Robert W. Baird & Co. Incorporated. Fred holds the following licenses and certifications: Series 3, Series 7, Series 9, Series 10, Series 63, and Series 65. Fred also holds the Certified Financial Planner designation. Fred specializes in working with high-net-worth individuals, corporations or other businesses, pension and profit-sharing plans, and charitable organizations. Fred provides a wide range of financial services, including financial planning, investment consulting services to institutional clients, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
11/01/2019 - Present
Wells Fargo Advisors Financial Network, LLC (WAYZATA MN)
MN
11/23/2016 - 11/01/2019
WELLS FARGO CLEARING SERVICES, LLC (WAYZATA MN)
MN
11/15/2016 - 12/19/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MINNEAPOLIS MN)
MN
12/06/2006 - 11/16/2016
WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)
MN
07/28/1998 - 12/18/2006
UBS FINANCIAL SERVICES INC. (MINNEAPOLIS MN)
WI
12/20/1993 - 07/08/1998
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/29/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/12/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2017
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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