Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fred? Claim Your ProfileFred Leckie Williams is an investment advisor representative with Hightower Advisors, LLC and has been in the financial industry since 2001. Fred Williams is registered with the state of Texas and holds the Series 6, Series 63, Series 65, Series 82 and SIE licenses. Fred Williams has previously been associated with SALIENT CAPITAL L.P. and NORTHERN TRUST SECURITIES, INC. Fred Williams is currently registered with Hightower Advisors, LLC and has been associated with Hightower Securities LLC since 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
TX
11/29/2018 - Present
Hightower Advisors, LLC (HOUSTON TX)
TX
08/31/2012 - 09/07/2018
SALIENT CAPITAL L.P. (HOUSTON TX)
IL
07/16/2001 - 03/06/2002
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
BC
Issued 10/12/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/28/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/30/2012
Series 82 - Limited Representative-Private Securities Offerings
Active
Inactive
F
FINRA
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