Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fred? Claim Your ProfileFred Lann Middleton is a financial advisor with Cetera Investment Advisers LLC in Auburn, Alabama. Fred has over 23 years of experience in the financial services industry. Fred is a licensed investment advisor and holds the Series 7, Series 31, Series 63, and Series 65 licenses. Fred also holds the SIE designation. In addition to providing investment advisory services, Fred also offers financial planning, educational seminars, and selection of other advisors. Fred has previously worked with Capital Investment Group, Inc. and W. R. Taylor & Company, LLC.
AUBURN, AL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
03/21/2024 - Present
Cetera Investment Advisers LLC (AUBURN AL)
AL
03/24/2011 - 04/02/2015
CAPITAL INVESTMENT GROUP, INC. (MONTGOMERY AL)
AL
05/01/2006 - 03/25/2011
W. R. TAYLOR & COMPANY, LLC (MONTGOMERY AL)
NJ
02/14/2003 - 05/15/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/20/1999 - 02/19/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 8/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/18/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 7/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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