linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Fred L Prime

Loop Capital Markets LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Fred? Claim Your Profile

About Fred L Prime

Fred Prime is a financial professional with over 25 years of experience in the industry. He has held numerous positions in the financial services industry, including time with Graicap, Inc. and Luther, Smith & Small, Inc. Fred currently works as a registered representative at Loop Capital Markets LLC. Fred has a broad range of experience in securities, including equities, municipal securities, and more. He is registered in several states including Michigan, Illinois, California, and New York. Fred is a licensed securities professional and holds the Series 7, Series 24, Series 53, and Series 63 licenses.

Firm Information

Fred Prime is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

other

Negotiated fees for research services

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Fred Prime’s Registration & Firm History

MI

09/29/1999 - Present

Loop Capital Markets LLC (DETROIT MI)

MI

05/17/1995 - 09/16/1999

GRAICAP, INC (DETROIT MI)

NA

12/02/1993 - 09/13/1994

LUTHER, SMITH & SMALL, INC.

Not sure if Fred L Prime is right for you?

Licenses & Designations

BC

Issued 04/07/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/14/1994

Series 24 - General Securities Principal Examination

BC

Issued 12/18/1993

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Fred L Prime. Review regulatory record here.
Not sure if Fred L Prime is right for you?