Unclaimed
Fred Johnson is a financial advisor with over 25 years of experience in the industry. Fred is currently registered with Paychex Securities Corp., a firm that specializes in providing financial services to businesses and individuals. Prior to joining Paychex Securities Corp., Fred held positions at several other firms, including Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc. and ING Financial Advisors, LLC. Fred is licensed to sell securities in all 50 states. Fred holds a Series 7, 6, 24, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/04/2024 - Present
Paychex Securities Corp. (Rochester NY)
KY
01/03/2012 - 07/09/2021
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
RI
09/08/2009 - 01/03/2012
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
KY
01/01/2008 - 08/19/2009
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
KY
05/01/2003 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)
CT
08/29/2000 - 04/10/2003
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
RI
07/21/1994 - 08/18/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 06/26/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/31/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/20/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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