Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fred? Claim Your ProfileFred Henry Spagat is an investment professional with over 30 years of experience in the financial services industry. Fred has held positions with several firms including MML Investors Services, LLC, NYLIFE Securities LLC, and Transamerica Financial Advisors, Inc. Fred currently holds a Series 6 and Series 63 license, and is affiliated with Equitable Advisors, LLC. Fred is currently located in Deerfield, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
06/23/2022 - Present
Equitable Advisors, LLC (DEERFIELD IL)
IL
04/17/2019 - 02/02/2022
MML INVESTORS SERVICES, LLC (CHICAGO IL)
IL
02/04/2016 - 01/08/2019
NYLIFE SECURITIES LLC (SKOKIE IL)
IL
04/25/2014 - 12/26/2015
TRANSAMERICA FINANCIAL ADVISORS, INC (CHICAGO IL)
IL
05/23/2006 - 12/31/2013
THE O.N. EQUITY SALES COMPANY (SKOKIE IL)
AZ
01/30/2004 - 11/15/2004
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
AZ
10/01/2002 - 12/31/2003
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
TX
03/30/1994 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
NJ
10/07/1991 - 01/03/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
10/07/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NJ
10/21/1987 - 10/08/1988
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 07/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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