Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fred? Claim Your ProfileFred Gallo is a financial professional with over 20 years of experience in the industry. Fred currently works at Charles Schwab & CO., Inc. Fred is registered as a Registered Representative in New York. Fred also has experience at ING FINANCIAL PARTNERS, INC., DEAN WITTER REYNOLDS INC., and PRUCO SECURITIES CORPORATION. Fred has a variety of licenses including Series 7, 31, 6, 63, 65, 66, 9 and 10. Fred has experience in financial planning, selection of other advisors, and wrap fee program sponsorship.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NY
04/22/2021 - Present
Charles Schwab & CO., Inc. (Albany NY)
CT
07/09/2004 - 04/22/2005
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
NY
10/15/1998 - 07/25/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
05/15/1998 - 09/15/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 10/29/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/08/2007
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/16/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/23/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 05/14/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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