Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fred? Claim Your ProfileFred Horrocks is a financial advisor at International Assets Investment Management, LLC and has been in the industry since 1994. Fred holds the Series 6, 7, 63, and 65 licenses as well as the SIE exam. Fred specializes in providing financial planning, pension consulting, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
02/13/2020 - Present
International Assets Investment Management, LLC (COLLEGEVILLE PA)
PA
08/12/2016 - 12/18/2019
MML INVESTORS SERVICES, LLC (ALLENTOWN PA)
PA
07/24/2003 - 08/02/2016
SIGNATOR INVESTORS, INC. (NEWTOWN PA)
MA
05/29/2002 - 06/30/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/29/2002 - 06/30/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
DE
07/21/1994 - 05/23/2002
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
IA
Issued 02/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/20/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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