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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fred? Claim Your ProfileFred Francisco Sprinz is a financial advisor registered with ON Investment Management Co. and Embarcadero Financial Group. Fred has been in the industry since 1977. Fred holds a series 65 license and is also a Certified Financial Planner. Fred's areas of specialization include Financial Planning, Portfolio Management for Individuals, and Selection of Other Advisors. Fred is based in Salinas, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
03/15/2012 - Present
ON Investment Management Co. (SALINAS CA)
NY
04/26/1988 - 07/16/1993
CNA INVESTOR SERVICES, INC. (NEW YORK NY)
NA
10/13/1977 - 04/12/1988
CIGNA SECURITIES, INC.
IA
Issued 12/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/06/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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