Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fred? Claim Your ProfileFred Ferris Rogers is a financial professional with over 39 years of experience in the securities industry. Fred Rogers is currently registered with Osaic Wealth, Inc. and holds Series 6, 7, 22, and 63 licenses as well as the SIE exam. Previously, Fred Rogers was employed by Securities America, Inc., Hornor, Townsend & Kent, Inc., and G. R. Phelps & Co., Inc. Fred Rogers primarily works with high-net-worth individuals, pension and profit sharing plans, corporations, and individuals other than high-net-worth clients. Fred Rogers provides financial planning, pension consulting, educational seminars, and selection of other advisors services. Fred Rogers is also involved in portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/14/2024 - Present
Osaic Wealth, Inc. (SACRAMENTO CA)
CA
12/17/2001 - 06/14/2024
SECURITIES AMERICA, INC. (SACRAMENTO CA)
PA
09/14/1999 - 12/13/2001
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
MN
02/26/1993 - 10/12/1999
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
NA
01/01/1984 - 03/02/1993
G. R. PHELPS & CO., INC.
BC
Issued 02/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/29/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/28/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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