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Fred Fang

Canaccord Genuity LLC

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About Fred Fang

Fred Fang is a registered representative with Canaccord Genuity LLC. Fred has been in the industry since 2015 and is licensed in several states, including California, District of Columbia, Florida, Massachusetts, New York, Pennsylvania, and Virginia. Fred is a Series 63, SIE, and Series 79 licensed representative. Fred previously worked at ROTH CAPITAL PARTNERS, LLC.

Firm Information

Fred Fang is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Fred Fang’s Registration & Firm History

TN

08/23/2017 - Present

Canaccord Genuity LLC (Nashville TN)

NY

03/30/2015 - 08/25/2017

ROTH CAPITAL PARTNERS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/23/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Fred Fang.
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