Unclaimed
Fred Dennis Fleisher is a financial professional with over 30 years of experience in the industry. Fred is currently registered with PFS Investments Inc. in Brooklyn, NY and has been with the firm since 2010. Fred has a strong history of working with individuals and corporations, and holds several industry licenses, including the Series 7, Series 24, Series 27, and Series 63 exams. Prior to joining PFS Investments Inc., Fred worked with a variety of other firms, including DOUGLAS FINANCIAL LLC, INDEPENDENT SECURITIES INVESTORS CORPORATION, CLARK STREET CAPITAL, INC., WM FINANCIAL SERVICES, INC., and DIME SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
04/30/2010 - Present
PFS Investments Inc. (BROOKLYN NY)
NY
10/22/2007 - 12/31/2007
DOUGLAS FINANCIAL LLC (NEW YORK NY)
FL
07/08/2004 - 10/19/2005
INDEPENDENT SECURITIES INVESTORS CORPORATION (CHIPLEY FL)
NY
02/04/2004 - 07/09/2004
CLARK STREET CAPITAL, INC. (LEVITTOWN NY)
CA
05/01/2002 - 08/26/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
06/28/2000 - 05/01/2002
DIME SECURITIES, INC. (BROOKLYN NY)
NE
09/20/1999 - 03/13/2000
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NY
05/25/1999 - 06/17/1999
YORK SECURITIES, INC. (NEW YORK NY)
NY
03/12/1990 - 08/21/1998
WHITEHALL SECURITIES, INC. (NEW YORK NY)
NA
07/05/1988 - 07/27/1988
REVCON (USA) LIMITED
NA
03/02/1988 - 07/18/1988
RANDOLPH BROWN SECURITIES CORPORATION
NA
06/04/1987 - 03/11/1988
MOSELEY SECURITIES CORPORATION
NA
03/21/1985 - 06/19/1986
ROONEY, PACE INC.
NA
01/19/1981 - 12/31/1983
ARONSON, WOOLCOTT & CO. INC.
NA
03/23/1983 - 09/23/1983
FIDELITY BROKERAGE SERVICES, INC.
NA
05/06/1982 - 06/30/1982
WISE FRIEDMAN INCORPORATED
BC
Issued 05/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/1988
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/26/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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