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Fred Dennis Fleisher

PFS Investments Inc.

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About Fred Dennis Fleisher

Fred Dennis Fleisher is a financial professional with over 30 years of experience in the industry. Fred is currently registered with PFS Investments Inc. in Brooklyn, NY and has been with the firm since 2010. Fred has a strong history of working with individuals and corporations, and holds several industry licenses, including the Series 7, Series 24, Series 27, and Series 63 exams. Prior to joining PFS Investments Inc., Fred worked with a variety of other firms, including DOUGLAS FINANCIAL LLC, INDEPENDENT SECURITIES INVESTORS CORPORATION, CLARK STREET CAPITAL, INC., WM FINANCIAL SERVICES, INC., and DIME SECURITIES, INC..

Firm Information

Fred Fleisher is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Fred Fleisher’s Registration & Firm History

NY

04/30/2010 - Present

PFS Investments Inc. (BROOKLYN NY)

NY

10/22/2007 - 12/31/2007

DOUGLAS FINANCIAL LLC (NEW YORK NY)

FL

07/08/2004 - 10/19/2005

INDEPENDENT SECURITIES INVESTORS CORPORATION (CHIPLEY FL)

NY

02/04/2004 - 07/09/2004

CLARK STREET CAPITAL, INC. (LEVITTOWN NY)

CA

05/01/2002 - 08/26/2002

WM FINANCIAL SERVICES, INC. (IRVINE CA)

NY

06/28/2000 - 05/01/2002

DIME SECURITIES, INC. (BROOKLYN NY)

NE

09/20/1999 - 03/13/2000

NATIONAL DISCOUNT BROKERS (OMAHA NE)

NY

05/25/1999 - 06/17/1999

YORK SECURITIES, INC. (NEW YORK NY)

NY

03/12/1990 - 08/21/1998

WHITEHALL SECURITIES, INC. (NEW YORK NY)

NA

07/05/1988 - 07/27/1988

REVCON (USA) LIMITED

NA

03/02/1988 - 07/18/1988

RANDOLPH BROWN SECURITIES CORPORATION

NA

06/04/1987 - 03/11/1988

MOSELEY SECURITIES CORPORATION

NA

03/21/1985 - 06/19/1986

ROONEY, PACE INC.

NA

01/19/1981 - 12/31/1983

ARONSON, WOOLCOTT & CO. INC.

NA

03/23/1983 - 09/23/1983

FIDELITY BROKERAGE SERVICES, INC.

NA

05/06/1982 - 06/30/1982

WISE FRIEDMAN INCORPORATED

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Licenses & Designations

BC

Issued 05/25/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/12/1988

Series 27 - Financial and Operations Principal Examination

BC

Issued 04/26/1988

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Fred Dennis Fleisher.
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