Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fred? Claim Your ProfileFred Debow Rice is an experienced financial advisor with over 9 years in the industry. Fred is currently registered with LPL Financial LLC and has been active in the financial services industry since 2015. Prior to LPL Financial LLC, Fred worked at OSAIC WEALTH, INC., E*TRADE SECURITIES LLC, J.P. MORGAN SECURITIES LLC and CHARLES SCHWAB & CO., INC. Fred has a strong understanding of the financial markets and is dedicated to providing personalized investment advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
02/14/2024 - Present
LPL Financial LLC (REDWOOD CITY CA)
CA
06/24/2022 - 02/15/2024
OSAIC WEALTH, INC. (REDWOOD CITY CA)
CA
01/04/2022 - 06/13/2022
E*TRADE SECURITIES LLC (CUPERTINO CA)
CA
10/02/2020 - 12/11/2021
J.P. MORGAN SECURITIES LLC (SAN JOSE CA)
CA
03/23/2015 - 06/16/2020
CHARLES SCHWAB & CO., INC. (San Mateo CA)
BOTH
Issued 11/17/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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