Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fred? Claim Your ProfileFred D. Herring is a financial advisor with over 20 years of experience in the industry. Fred is registered with FHN Financial Securities Corp. in Houston, TX and holds Series 3, 7, 63 and SIE licenses. Fred's previous experience includes Coastal Securities, Inc. in Houston, TX. Fred is currently registered in Illinois, Minnesota, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/01/2017 - Present
FHN Financial Securities Corp. (HOUSTON TX)
TX
12/10/2002 - 04/01/2017
COASTAL SECURITIES, INC. (HOUSTON TX)
BC
Issued 12/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/02/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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