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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fred? Claim Your ProfileFred Chun Lee is a financial advisor with over 18 years of experience in the industry. Fred Chun Lee is currently registered with Thrivent Investment Management Inc. and is also registered in Minnesota, Nevada. Fred Chun Lee has previously worked for U.S. BANCORP INVESTMENTS, INC., WELLS FARGO CLEARING SERVICES, LLC, WELLS FARGO ADVISORS, LLC, J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., WELLS FARGO INVESTMENTS, LLC, MORGAN STANLEY & CO., INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., and WELLS FARGO INVESTMENTS, LLC. Fred Chun Lee is a licensed Registered Representative and Investment Advisor Representative. Fred Chun Lee holds the Series 4, 7, 24, 52TO, 53, 66, and SIE licenses. Fred Chun Lee specializes in providing financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
12/14/2022 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
WA
03/31/2020 - 12/09/2022
U.S. BANCORP INVESTMENTS, INC. (VANCOUVER WA)
WA
01/06/2020 - 04/07/2020
WELLS FARGO CLEARING SERVICES, LLC (VANCOUVER WA)
WA
02/10/2015 - 12/26/2019
U.S. BANCORP INVESTMENTS, INC. (VANCOUVER WA)
WA
10/31/2012 - 02/06/2015
WELLS FARGO ADVISORS, LLC (VANCOUVER WA)
OR
10/01/2012 - 10/30/2012
J.P. MORGAN SECURITIES LLC (PORTLAND OR)
OR
01/11/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (PORTLAND OR)
WA
01/03/2011 - 12/06/2011
WELLS FARGO ADVISORS, LLC (VANCOUVER WA)
WA
11/21/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (VANCOUVER WA)
CA
04/26/2007 - 09/12/2007
MORGAN STANLEY & CO., INCORPORATED (PASADENA CA)
CA
03/07/2005 - 04/30/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (MONROVIA CA)
CA
08/11/2004 - 03/10/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 10/25/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/2015
Series 4 - Registered Options Principal Examination
BC
Issued 04/21/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/18/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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