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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fred? Claim Your ProfileFred Chen is a financial advisor with Emerson Equity LLC, based in Irvine, CA. Fred Chen has over 6 years of experience in the financial services industry. Fred Chen is registered with FINRA and the state of California as an Investment Advisor Representative. Fred Chen specializes in providing financial planning, portfolio management, and other advisory services to high-net-worth individuals and families. Fred Chen is also a licensed life insurance agent with Life Insurance Company of the Southwest. Fred Chen has worked with LPL Financial LLC and UnionBanc Investment Services LLC in the past. Fred Chen is dedicated to helping clients achieve their financial goals and build a secure future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/24/2020 - Present
Emerson Equity LLC (Irvine CA)
AZ
05/08/2018 - 02/24/2020
ARQUE CAPITAL, LTD. (SCOTTSDALE AZ)
CA
08/17/2017 - 05/15/2018
LPL FINANCIAL LLC (WHITTIER CA)
CA
11/05/2013 - 06/10/2014
UNIONBANC INVESTMENT SERVICES, LLC (IRVINE CA)
BOTH
Issued 10/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2017
Series 7 - General Securities Representative Examination
BC
Issued 11/05/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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